Web7 hours ago · The SEC and the CFTC have an exception for the exclusion where the person had a reasonable basis to believe that disclosure of the information to the Commission is necessary to prevent the relevant entity from engaging in conduct that is likely to ... The proposed process would begin with the Agency posting a “Notice of Covered Action ... WebThe term “Fund” means the Commodity Futures Trading Commission Customer Protection Fund. (g) Independent knowledge. ... The process for making a claim for a …
How Does a Compliance Officer Blow the Whistle – And What …
WebMay 20, 2024 · On May 18, the U.S. Commodity Futures Trading Commission (CFTC) Whistleblower Office issued a Notice of Covered Action (NCA) for an enforcement action taken against Kraft Foods Group, Inc. and Mondelēz Global LLC. The CFTC charged the companies with manipulating prices of cash wheat and wheat futures. The NCA means … WebSep 1, 2024 · After the Claims Review Staff makes its preliminary determination (recommending whether to issue an award and the proposed award amount), it will send the whistleblower a written notification of the determination and an explanation of the whistleblower’s rights in the awards claims process. fachex list
CFTC Accepting Whistleblower Award Claims for $16 Million Kraft …
Web674 rows · May 18, 2024 · Notice No.: 2024-026 New. Action: In the Matter of The … WebOct 2, 2024 · On September 25, the Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (DMO) extended relief from certain reporting obligations … Web7 hours ago · The Commodity Futures Trading Commission (CFTC or Commission) is announcing an opportunity for public comment on the proposed renewal of a collection of … fachex application